Uncolored Random Tensors, Melon Diagrams, and the SYK Models
Igor R. Klebanov, Grigory Tarnopolsky
Introduction
An important tool in theoretical physics is the study of certain models in the limit where they have a large number of degrees of freedom. Several different broad classes of such “large limits” have been explored. Perhaps the most tractable large limit applies to theories where the degrees of freedom transform as -component vectors under a symmetry group. A well-known example is the symmetric theory of scalar fields in dimensions with interaction (for reviews see ). It is exactly solvable in the large limit where is held fixed, since summation over the necessary class of bubble diagrams is not hard to evaluate. Another famous class of examples are models of interacting matrix fields, so that the number of degrees of freedom scales as ; here one can introduce single-trace interactions like . A significant simplification occurs in the ’t Hooft large limit where is held fixed: the perturbative expansion is dominated by the planar diagrams . While such planar matrix theories are exactly solvable in some special low-dimensional cases , the problem does not appear to be solvable in general.
In view of these classic results, it is natural to study theories with rank- tensor degrees of freedom , where each index takes values so that the net number of degrees of freedom scales as . Since the complexity of taking the large limit increases from to , one might expect that the tensor models with are much more difficult than the matrix models. However, Gurau and collaborators have discovered that, by adjusting the interactions appropriately, it is possible to find models with where a large limit is solvable. The perturbative expansion is then dominated by a special class of “melon diagrams” (for some examples with see figures 1).
Gurau’s original example was a so-called colored tensor model where complex fermionic tensors carry an additional label which takes possible values . In the smallest non-trivial case this model has the interaction
The label may be thought of as corresponding to the different vertices of a tetrahedron. Each pair of fields has one pair of indices in common, just as every pair of vertices of a tetrahedron is connected by one edge. The interaction (1.1) has symmetry, where each corresponds to one of the edges of the tetrahedron. Including the quadratic piece and integrating over the fermionic tensors with interaction (1.1) generates a summation over a particular class of 3-dimensional intrinsic geometries made out of tetrahedra. Apart from this interpretation, this model is of much interest because it exhibits a novel type of large limit, where the coupling constant is scaled so that is held constant, and the theory has degrees of freedom. The scaling of the degrees of freedom is also found for 6-dimensional CFTs on coincident M5-branes . An interpretation of this scaling in terms of M2-branes with three holes attached to three different M5-branes, thus giving rise to tri-fundamental matter, was proposed in section 5.2 of . One may wonder if there is a precise connection between theories on M5-branes and tensor models. Thus, it is interesting to try generalizing Gurau’s construction The random tensor models also have connections with the “holographic space-time” approach to quantum gravity . from the tensor integral case to -dimensional quantum theories. An important step in this direction was recently made by Witten , who studied a quantum mechanical model of colored anti-commuting tensors and observed that its large limit is similar to that in the Sachdev-Ye-Kitaev (SYK) model .
The quantum mechanical model introduced by Witten uses, in the case, real fermionic tensors and possesses symmetry. The action of this model is
It was shown that, in the large limit of this model only the “melonic” Feynman graphs survive, just as in the SYK model. Very importantly, gauging the symmetry gets rid of the non-singlet states. This removes a crucial conceptual obstacle in the search for the gravity dual of this model, in the spirit of the AdS/CFT correspondence for gauge theories .
In work subsequent to it was shown that the “coloring” is not necessary for obtaining a large limit where the melon graphs dominate, and theories of just one complex bosonic tensor were shown to have this property . More recently, a model of a single real rank- tensor with symmetry was studied by Carrozza and Tanasa and shown to possess a melonic large limit . We will study such a theory of one real rank- fermionic tensor with interaction . For the interaction assumes explicit form
The three indices are distinguishable, and the theory has symmetry under
Thus, the real field transforms in the tri-fundamental representation of . Such an uncolored fermionic model does not work in because the invariant quadratic term vanishes, , but in there is a non-trivial model with the kinetic term . We will also consider analogous bosonic models where the anti-commuting field in (1.3) is replaced by a commuting one, . Then in we may add the quadratic term , while in the standard kinetic term . While the bosonic potential is generally not positive definite, We thank E. Witten for pointing this out to us. the model may still be studied in perturbation theory. One may hope that, as in the matrix models, the restriction to leading large limit can formally stabilize the theory.
In section 2 we study the index structure of the expansion of the path integral in and demonstrate that the large limit is dominated by the melon diagrams. We constructed the argument before the existence of was pointed out to us, so it may provide an independent perspective on the theories. The argument, which applies to both the uncolored fermionic and bosonic models, contains a new ingredient compared to other models. In uncolored models with complex tensors, which were studied in , each index loop necessarily passed through an even number of vertices, but in models with real tensors a loop can also pass through an odd number of vertices. However, the diagrams dominant in the large limit do not contain any index loops that pass through 3 vertices.
In section 3 we show that the uncolored fermionic theory with interaction (1.3) is equivalent to the SYK model in the large limit. We comment on the spectrum of operators in the gauged tensor models, pointing out that it appears to be vastly bigger than the “single Regge trajectory” which has been studied in the SYK model so far . In section 3.1 we write down a symmetric quantum mechanical model with a complex fermionic 3-tensor. We study the large limit of this model and derive the scaling dimensions of two-particle operators. We argue that this model is related in the large limit to the generalization of SYK model which contains complex fermions . In section 4 we study the large limit of the uncolored bosonic model with symmetry. We derive the Schwinger-Dyson equation for the two-point function and obtain its solution which is consistent with conformal invariance. It gives scaling dimension . We also derive the Schwinger-Dyson equation for the four-point function and find the scaling dimensions of two-particle operators. In section 4 we also mention models with only one symmetry group and matter in the fully symmetric and traceless or anti-symmetric representations. In these cases we have checked the melonic dominance at large up to order , but a general proof seems harder to construct. In section 4.1 we check this result by a perturbative calculation in dimensions at large . In section 5 we discuss various possible extensions of our results, including supersymmetric models with quartic superpotentials for 3-tensor superfields.
Melonic Dominance in the O(N)3O(N)^{3} Symmetric Theories
The arguments in this section, which are analogous to those in , apply to the uncolored models with symmetry, both in the fermionic and bosonic cases and for any . We will ignore the coordinate dependence and just focus on the index structure.
The propagator of the field has the index structure depicted in figure 2. The three colored wires (also called “strands” in the earlier literature) represent propagation of the three indices of the field. In spite of this coloring, the model is “uncolored” in the standard terminology, since it contains only one tensor field. The vertex has the index structure depicted in the figure 3. There are three equivalent ways to draw the vertex; for concreteness we will use the first way. ”Forgetting” the middle lines we obtain the standard matrix model vertex as in figure 4.
Let us consider the vacuum Feynman diagrams. Examples of melonic and non-melonic diagrams with their resolved representations and fat (double-line) subgraphs are depicted in figures 5 and 6.
Each resolved Feynman diagram consists of loops of three different colors and is proportional to , where is the total number of index loops. Suppose we “forget” all wires of some particular color in our diagram, as in the pictures 5 and 6. Then we get a double-line fat graph (ribbon graph) of the kind one finds in matrix models. One can count the number of all index loops in this fat graph using the Euler characteristic
where is the number of edges and is the number of vertices. In our theory we obviously have , therefore . We can forget red, blue or green wires, and in each case we get a fat graph made of the remaining two colors. If we forget, say, all red wires, then using the formula (2.1) we find , where is the number of blue and green loops and is the Euler characteristic of this blue-green fat graph. Analogously we get and . Adding up all these formulas we find
where is the genus of a graph. Because we obtain
Now the goal is to show that the equality is satisfied only for the melonic diagrams. We will call the graphs which satisfy the maximal graphs. Thus we should argue that maximal graphs are necessarily melonic. We note that, due to (2.3), each double-line fat subgraph of a maximal graph has genus zero.
Now let us classify all loops in our graph according to how many vertices they pass through (a loop can pass the same vertex twice). Let us denote by the number of loops, which pass through vertices. For a maximal graph
where we set because we assume that there are no tadpole diagrams. Since each vertex must be passed times, we also get
Now our goal is to show that using this formula (in fact, , but all we will need is that it is non-vanishing).
Let us first argue that a maximal graph must have . To have we need a closed index loop passing through 3 vertices. Without a loss of generality we can assume that this loop is formed by the middle lines in each vertex (blue lines). The only possibility with a closed loop of an internal (blue) index, which passes through three vertices, is shown in fig. 7 a). After ”forgetting” the color of this loop we get a fat graph in fig. 7 b), which is non-planar due a twisted propagator. So, a graph with cannot be maximal. Thus, setting in (2.7), we deduce that a maximal graph should have .
Finally, we need to show that the graphs with are melonic. To do this we will follow Proposition 3 in . Without a loss of generality we assume that the loop passing through vertices is formed by the middle lines in each vertex (blue lines). The only such possibility is shown in fig. 8 a). After ”forgetting” the color of this loop we get a fat graph in fig. 8 b).
Now we uncolor the lines in our fat graph and cut and sew two edges as in figure 9. We cut two edges but did not change the number of loops; therefore, the Euler characteristic of the new graph is . This is possible only if we separated our original graph into two genus zero parts. Therefore, our graph is two-particle reducible for the internal and external couples of lines. Thus, the whole unresolved graph looks like figure 10. Then, if graphs and are empty we get a second-order melon graph as in figure 5. If they are not empty one can argue (see ) that they are also maximal graphs. So, we can recursively apply the same above argument to them, implying that the complete diagram is melonic.
Uncolored Quantum Mechanics and the SYK Model
Using the interaction (1.3) we will now consider an “uncolored” quantum mechanical model with real anti-commuting variables and the action
It has of the degrees of freedom of the colored Gurau-Witten model (1.2). We will argue that the uncolored model (3.1) is equivalent to the SYK model in the large limit.
We recall that are the anticommuting fields and the indices, each of which runs from to , are treated as distinguishable. The Fermi statistics implies
After relabeling and we get the relation
This demonstrates the vanishing of the interaction term in the symmetric theory with a fully symmetric or fully anti-symmetric fermionic tensor. Fortunately, in the theory with general 3-index fermionic tensors the interaction is non-trivial.
Let us return, therefore, to the theory (3.1) with symmetry, where the three indices are distinguishable. The symmetry may be gauged by the replacement
where is the gauge field corresponding to the -th group. In the gauge fields are non-dynamical, and their only effect is to restrict the operators to be gauge singlets. There is a sequence of such operators of the form
where is odd. This set of operators is analogous to the “single Regge trajectory” found in the Sachdev-Ye-Kitaev (SYK) model .
We should note, however, that theory (3.1) contains an abundance of additional “single-trace” symmetric operators. A large class of them contains an even number of fields without derivatives and with all indices contracted. One of such operators is the interaction term in the action, which is related by the equation of motion to . Another type of operator is
and there are similar operators where the second and third or the first and third indices have pairwise contractions (however, in the theory where the symmetry is gauged such operators vanish because they are squares of the gauge symmetry generators). Moving on to the higher operators we can try writing down the following operator:
Due to the fermi statistics this operator actually vanishes, but an operator with fields replaced by scalars is present in the bosonic model that we study in section 4. The following operator does not vanish in the fermionic model:
All such operators can be represented graphically with -fields corresponding to vertices and index contractions to edges (see figure 11). These representations are similar to the Feynman diagrams in theory. A feature of the latter two operators is that each pair of -fields has either one or no indices in common. We expect to find an infinite class of operators of this type – they should correspond to some number of tetrahedra glued together. Since there is no parametrically large dimension gap in the set of operator dimensions, the holographic dual of this theory should be highly curved.
Let us study some of the diagrammatics of the uncolored quantum mechanics model (3.1). We will study the ungauged model; the effect of the gauging may be imposed later by restricting to the gauge invariant operators. The bare propagator is
The full propagator in the large limit receives corrections from the melonic diagrams represented in figure 12.
Resummation of all melonic diagrams leads to the Schwinger-Dyson equation for the two-point function
represented graphically in figure 13. This is the same equation as derived in for the large SYK model. The solution to (3.10) in the IR limit is
To uncover the spectrum of the bilinear operators in the model, we need to study the 4-point function . Its structure is again the same as in the large SYK model :
where is given by a series of ladder diagrams depicted in fig 14.
Resumming the diagrams in fig. 14 one finds a contribution to as a series of diagrams in terms of the full propagators, see fig. 15
If we denote by the ladder with rungs, so , we have
So, in general, one gets exactly the same recursion relation as in the SYK model
In order to find the spectrum of the two-particle operators , following one has to solve the integral eigenvalue equation
is the conformal three-point function. Then the scaling dimensions are determined by the equation . To find one can use invariance to take to infinity and just consider eigenfunctions of the form
It is not hard to find using two basic integrals
where is the Euler beta function. Plugging (3.20) into (3.18) and using (3.21), we find
The scaling dimensions are given by the solutions of . The first solution is exact, ; this is the important mode dual to gravity and responsible for the quantum chaos in the model . The further solutions are corresponding to the operators with . In the limit of large , . This is the expected limit , where is the scaling dimension of the individual fermion.
Here we consider two quantum mechanical models of a complex -tensor . One of them is an uncolored version of the colored quantum mechanical model recently studied by Gurau :
which again has symmetry. Another possibility is the model
where the symmetry is enhanced to because the transformations on the first and the third indices of the tensor are allowed to be . Models of this type have been studied in . Gauging this symmetry in the quantum mechanical model restricts the operators to the singlet sector, allowing for the existence of a gravity dual. The gauge invariant two-particle operators have the form
which includes . There is also a variety of operators made out of the higher powers of the fermionic fields similarly to the operators (3.6), (3.7), (3.8) in the symmetric model of real fermions. As established in , the large limit of the complex uncolored model (3.24) is once again given by the melon diagrams (the arguments are easier than in 2 since each index loop passes through an even number of vertices). The large limit of this model appears to be related to the variant of SYK model where the real fermions are replaced by the complex ones .
Let us briefly discuss summing over melonic graphs in the model (3.24) at large . The two-point function has the structure
and . We find the same Schwinger-Dyson equation as (3.10); its solution is again (3.11) indicating that the fermion scaling dimension is . Now we need to study the 4-point function . It leads to the same integral eigenvalue equation as (3.18), but with kernel We are grateful to J. Maldacena and D. Stanford for a very useful discussion about this, which helped us correct the normalization of (3.29).
Now it is possible to have not only the antisymmetric eigenfunctions as in (3.20), but also the symmetric ones
This can be justified by noticing that the three point function now is . We see that for odd it is antisymmetric under , while for even it is symmetric.
Substituting ansatz (3.28) into the integral equation, and using the integrals (3.21), we find
The scaling dimensions of the operators with even are given by the solutions of . The first eigenvalue is , corresponding to the conserved charge . The additional values are corresponding to the operators with respectively. For large the scaling dimensions approach as expected. The numerical results are in good agreement with the asymptotic formula
for . For with odd the spectrum is the same as for the two-particle operators (3.5) in the model with symmetry.
Uncolored bosonic tensors
In this section we consider the -dimensional field theory of a real commuting tensor field with distinguishable indices :
This is the bosonic analogue of the uncolored fermionic theory with interaction (1.3); it again has symmetry. A feature of this theory is that the interaction potential is not bounded from below for . For the potential may be written as a sum of squares, but for we have explicitly checked that there is a negative direction. Nevertheless, we may consider formal perturbation theory in .
The argument in section 2 that the melonic diagrams dominate in the large limit applies both to the fermionic and bosonic version of the theory in any dimension . We may therefore resum all such diagrams and derive the exact Schwinger-Dyson equation similar to that in . Let us explain this using a simple example of the two-point function in the theory (4.1).
In the large limit one gets the same Schwinger-Dyson equation for the full two-point function as in (3.10), which we can write in the momentum space as
where we introduced the coupling , which is held fixed in the large limit and
In the IR limit we can neglect the bare term and get
it is not difficult to show that the solution to the equation (4.6) is
Alternatively, one can work in the coordinate representation and use the Fourier transform
to find the solution of the equation :
If one works with the cutoff regularization, then the UV divergence, which arises in the integrals can be absorbed into mass renormalization. Remarkably, the Schwinger-Dyson equation (4.6) was originally studied in 1964, and its solution (4.8) was found . We thank A. Polyakov for pointing this out to us.
To find the spectrum of two-particle operators, we must solve for the eigenvalues and eigenvectors of the kernel
where the kernel is We thank S. Giombi for correcting the sign error in the kernel that was present in an earlier version of this paper.
It is not hard to check using the integral (4.7) that there is a subset of spin-zero eigenvectors
The scaling dimensions of spin zero two-particle operators are then determined by solving . In the smallest positive solution is , suggesting the existence of a gravity dual. We plan to study a more complete set of scaling dimensions in general in future work.
We have also studied the effect of replacing in (4.1) the general -index tensor by the completely symmetric and traceless tensor field . Such a theory would have a single symmetry under
The corresponding fermionic model would be trivial due to the vanishing of the interaction, but the bosonic model is non-trivial. The key question is whether the leading contribution in comes from the melonic diagrams only. We have checked all the vacuum diagrams up to order and did not find any violation of this rule (see p.257 in for pictures of all vacuum diagrams up to order ), but we have not constructed a proof to all orders yet. If the symmetric theory of a symmetric traceless tensor is indeed melonic, then the derivation of the Schwinger-Dyson equation and its solution goes through just as for the symmetric theory of a general tensor.
Finally, we may wonder if for theories with a single group we may consider matter in other irreducible representations, such as completely antisymmetric or mixed symmetry. Such theories also appear to be melonic at low orders in perturbation theory, but a general proof to all orders has not been constructed.
Let us consider the uncolored bosonic model in dimension. Introducing renormalized fields and couplings and using an auxiliary scale , we can compactly write the action (4.1) in the form
where and . The latter is not the only quartic term allowed by the symmetry. To renormalize the theory at finite we need to include two additional operators: the double-trace operator and the “pillow operator”
In this section we carry out just the leading large analysis of operator dimension , where we believe the effects of these additional operators may be ignored.
The bare coupling is related to the renormalized one as
where and . The bare propagator is
To compute the anomalous dimension of we consider the diagram in fig. 16.
We find at in the large limit
On the other hand for the 4-point function all the one- and two-loop diagrams are subleading in . Therefore, the beta-function is defined by the counter-term
In the large limit where is held fixed, the beta-function is
The theory in dimensions has a weakly coupled IR fixed point at
where the anomalous dimension at the critical point is
which agrees with the large scaling dimension obtained in (4.8). It would be interesting to extend this perturbative analysis of the melonic theory to higher orders in and to also include the corrections.
Discussion
The existence of quantum mechanical models without disorder which admit a novel large limit dominated by the melonic graphs, such as the colored models explored in and the uncolored models in section 3, opens new avenues for further research. We have shown that various aspects of the symmetric uncolored tensor model (3.1) agree in the large limit with the SYK model . Our uncolored tensor model is similar to the colored Gurau-Witten model (1.2). In particular, both models possess the same universal “Regge trajectory” of two-particle operators as has been uncovered in the SYK model . In the uncolored model these are operators (3.5), while in the Gurau-Witten model they are . It would be interesting to carry out a more detailed comparison between the colored and uncolored models. As we have discussed, the uncolored model has a tower of gauge invariant operators . The same is true for the Gurau-Witten model; for example, at eighth order we find the operator
and similar operators with other choices of colors. The details of the operator spectra are not the same, however: due to the extra color label the Gurau-Witten model contains more gauge invariant operators than our uncolored model.
In the uncolored model, in addition to the quartic operator in the action (3.1) there are quartic operators of the form (3.6) (however, in the theory where the symmetry is gauged such operators vanish). These kinds of operators are also present in the colored model, such as and analogous operators with other choices of the color labels. In such “pillow operators” were included in the action and shown not to destroy the melonic dominance in the large limit. Thus, imposing the invariance appears to produce a class of quartic quantum mechanical models rather than a unique model. This is reminiscent of the fact that, in the symmetric quantum mechanics of a hermitian matrix with potential , one can add a double-trace term , which can modify the free energy even in the leading large limit . The operators (3.6) in the tensor model seem analogous to the double-trace operators in the matrix model, and their effect needs to be studied carefully.
Some of the recent interest in the SYK model is related to the fact that it exhibits quantum chaos . This was investigated numerically at finite , providing further insights . Since at large the tensor quantum mechanical models become equivalent to the SYK model, one would expect them to be chaotic as well, at least for sufficiently large . A numerical investigation of the energy levels and thermal partition functions in the finite melonic quantum mechanical models should be possible. The procedure would be quite different from that in because there is no averaging over disorder. This may facilitate such a numerical study in the context of tensor quantum mechanics.
It is also very interesting to ask if there exist quantum field theories in dimensions above 1, which possess such a melonic large expansion. In section 4 we began to study a bosonic tensor model which is renormalizable in and by power counting may flow to a CFT in dimensions below 4. However, such a theory has the potential unbounded from below for , so it does not appear to be stable at finite .
Another interesting possibility is to consider a supersymmetric theory with rank- tensor superfields and superpotential
A simple setting for such a superspace approach is the supersymmetric quantum mechanics , where (see, for example, )
so that the degrees of freedom consist of a real bosonic 3-tensor and a complex fermionic one. The action may then be written as
and in terms of components it contains the two-boson two-fermion terms, such as
It also contains the 6-boson interaction term , whose index structure is the same as that found in operator shown in (3.7); it can be represented graphically as the prism (see figure 11).
Such a construction may be viewed as a dimensional reduction of the supersymmetric theory in , where it is renormalizable (the field content is a real scalar and a two-component Majorana fermion ). The interaction becomes relevant in so that the theory may flow to an interacting CFT. Alternatively, we could study a renormalizable supersymmetric theory in , whose field content is a complex scalar and a two-component Dirac fermion. Since the -charge of is fixed by the quartic superpotential (5.2) to be , we know that its exact dimension is
The dimension of the fermion superpartner is then , so that the interaction term has dimension . The scalar potential
is, of course, non-negative. It would also be interesting to study a “colored” supersymmetric theory with superfields and quartic superpotential
The existence of perturbative expansion using supergraphs suggests that the large limit is dominated by melonic diagrams. The quantum properties of these supersymmetric theories in may be studied using both the large Schwinger-Dyson equations and the expansion. We hope to address these problems in the future.
The construction of theories for a single rank tensor field with the quartic interaction (1.3) may be generalized to a single rank tensor with the symmetric interaction of order . Since the indices of each group must be contracted pairwise, has to be even. Every pair of tensors in the interaction term has one index in common. For example, for the explicit form of the interaction of a real rank tensor is
Such rank tensor theories have a large limit with held fixed, which is dominated by the melonic diagrams. When is taken to be a real anti-commuting rank tensor in dimensions, we find an symmetric quantum mechanical model. It provides a tensor implementation of the version of SYK model where the random interaction couples fermions.
Acknowledgments
We are very grateful to E. Witten for important advice on many aspects of this paper and for really useful comments on a draft. We thank R. Gurau for useful comments on a draft and especially for pointing out reference . We also thank S. Giombi, D. Gross, J. Maldacena, J. Murugan, A. Polyakov and D. Stanford for very useful discussions. The work of IRK and GT was supported in part by the US NSF under Grant No. PHY-1620059. GT acknowledges the support of a Myhrvold-Havranek Innovative Thinking Fellowship.