Bi-Local Holography in the SYK Model: Perturbations
Antal Jevicki, Kenta Suzuki
Introduction
In this paper we continue the development of the Large formulation of the Sachdev-Ye-Kitaev (SYK) model begun in our earlier work. The SYK model Kitaev:2015; Kitaev:2014; Sachdev:2015efa; Fu:2016yrv and the earlier Sachdev-Ye (SY) model Sachdev:1992fk; Georges:1999; Sachdev:2010um; Sachdev:2010uj represent valuable laboratories for understanding of holography and quantum features of black holes. They represent fermionic systems with quenched disorder with nontrivial properties Erdmenger:2015xpq; Anninos:2016szt; Danshita:2016xbo; Garcia-Alvarez:2016wem and gravity duals. In addition to models based on random matrices, they represent some of the simplest models of holography (see also Hartnoll:2016mdv). The framework for accessing the IR critical point and the corresponding AdS2 dual can be provided by the large expansion at strong coupling. In this limit, Kitaev Kitaev:2015 has demonstrated the chaotic behavior of the system in terms of the Lyapunov exponent and has exhibited elements of the dual black hole.
Recently, in-depth studies Polchinski:2016xgd; Jevicki:2016bwu; Maldacena:2016hyu have given large correlations and spectrum of two-particle states of the model. In these (and earlier works Kitaev:2015; Sachdev:2015efa), a notable feature is the emergence of reparametrization symmetry showing characteristic features of the dual AdS Gravity.
The present work continues the development of systematic Large representation of the model given in Jevicki:2016bwu (which we will refer to as I), through a nonlinear bi-local collective field theory. This representation systematically incorporates arbitrary -point bi-local correlators through a set of vertices and propagator(s) and as such gives the bridge to a dual description. It naturally provides a holographic interpretation along the lines proposed more generally in Das:2003vw; Koch:2014mxa, where the relative coordinate is seen to represent the radial AdS2 coordinate . The Large SYK model represents a highly nontrivial nonlinear system. At the IR critical point (which is analytically accessible) there appears a zero mode problem which at the outset prevents a perturbative expansion. In (I), this is treated through introduction of collective ‘time’ coordinate as a dynamical variable as in quantization of extended systems Gervais:1975pa. Its Faddeev-Popov quantization was seen to systematically project out the zero modes, providing for a well defined propagator and expansion around the IR point. What one has is a fully nonlinear interacting system of bi-local matter with a discrete gravitational degree of freedom governed by a Schwarzian action. In Maldacena:2016hyu the zero modes were enhanced away from the IR defining a near critical theory, and correspondence. We will be able to demonstrate that the nonlinear treatment that we employ leads to very same effects (‘big’ contributions) at the linearized quadratic level, it is expected hoverer to be exact at all orders.
In the present work, we present perturbative calculations (around the IR point) using this collective formulation. These calculations are compared with and are seen to be in agreement with numerical evaluations of Maldacena:2016hyu. The content of this paper is as follows: In the rest of Section 1, we give a short summary of our formulation with the treatment of symmetry modes. In Section 2, we perform a perturbative evaluation of the Large classical background, to all orders in the inverse of the strong coupling defining the IR. In Section 3, we discuss the two-point function in the leading and sub-leading order. In Section 4, we deal with the finite temperature case and give the free energy to several orders. Comments are given in Section 5.
In this subsection, we will give a brief review of our formalism Jevicki:2016bwu. The Sachdev-Ye-Kitaev model Kitaev:2015 is a quantum mechanical many body system with all-to-all interactions on fermionic sites (), represented by the Hamiltonian
where are Majorana fermions, which satisfy . The coupling constant are random with a Gaussian distribution. The original model is given by this four-point interaction; however, with a simple generalization to analogous -point interacting model Kitaev:2015; Maldacena:2016hyu. In this paper, we follow the more general model, unless otherwise specified. Nevertheless, our main interest represents the original model. After the disorder averaging for the random coupling , there is only one effective coupling and the effective action is written as
where are the replica indexes. Throughout this paper, we only use Euclidean time. We do not expect a spin glass state in this model Sachdev:2015efa and we can restrict to replica diagonal subspace Jevicki:2016bwu. Therefore, introducing a (replica diagonal) bi-local collective field:
the model is described by a path-integral
with an appropriate order measure and the collective action:
where the trace term comes from a Jacobian factor due to the change of path-integral variable, and the trace is taken over the bi-local time. This action being of order gives a systematic expansion, while the measure found as in Jevicki:2014mfa begins to contribute at one loop level (in ). Here the first linear term represents a conformal breaking term, while the other terms respect conformal invariance. Such linear breaking term was seen previously in Read:1995. This naive expression of the breaking term represents a product at the same point, which will be receiving regularization in our perturbation. In the IR with the strong coupling , the collective action is reduces to the critical action
which exhibits the emergent conformal reparametrization symmetry with
where is a time-independent constant. This symmetry is responsible for the appearance of zero modes in the strict IR critical theory. This problem was addressed in Jevicki:2016bwu with analog of the quantization of extended systems with symmetry modes Gervais:1975pa. The above symmetry mode representing time reparametrization can be elevated to a dynamical variable introduced according to Gervais:1975yg through the Faddeev-Popov method which we summarize as follows: we insert into the partition function (4), the functional identity:
so that after an inverse change of the integration variable, it results in a combined representation
with an appropriate Jacobian. After separating the critical classical solution from the bi-local field: , the total action is now given by
Here s represents a regularized expression for the breaking operator, that we will specify in Section 2.1. The action of the time collective coordinate is given by
We have in ( I ) given the explicit evaluation of the nonlinear action for the case of demonstrating the Schwarzian form Jevicki:2016bwu conjectured by Kitaev and constructed at quadratic level by Maldacena and Stanford Maldacena:2016hyu. For general , the naive form of the composite operator in (5) generates again a Schwarzian action, which we exhibited through an -expansion presented in Appendix A. Taking into account the regularized breaking term we confirm the Schwarzian form (in Appendix B)
and representing the coefficient of first order shift of the saddle-point solution which will be summarized in Section 2.1. All together our improved result for the prefactor of the Schwarzian action comes out in agreement with the value obtained first by Maldacena and Stanford through evaluation of zero mode dynamics Maldacena:2016hyu.
Summarizing in the above construction we have an interacting picture of the emergent Schwarzian mode , and a bi-local matter field combined in the nonlinear collective action (11). It is important to emphasize that this action exhibits reparametrization symmetry both at and also away from the IR point. For this, the delta constraint condition projecting out the state associated with wave function represents a gauge fixing condition with an corresponding Faddeev-Popov measure. This formulation then allows systematic perturbative calculations around the IR point.
2 Relation to Zero Mode Dynamics
Before we proceed with our perturbative calculations it is worth comparing the above exact treatment of the reparametrization mode (13) with a linearized determination of the zero mode dynamics, as considered in Maldacena:2016hyu. We will be able to see that the latter follows from the former.
Expanding the critical action around the critical saddle-point solution , we have in I generated Jevicki:2016bwu, the quadratic kernel (which defines the propagator) and a sequence of higher vertices. This expansion is schematically written as
with . For other detail of the expansion, please refer to Jevicki:2016bwu. Then, the bi-local propagator is determined as a solution of the following Green’s equation:
In order to inverse the kernel in the Green’s equation (18) and determine the bi-local propagator, let us first consider an eigenvalue problem of the kernel :
where and are labels to distinguish the eigenfunctions. The zero mode, whose eigenvalue is is given by
Now, we consider the zero mode quantum fluctuation around a shifted classical background
with where is a shift of the classical field from the critical point. Then, the quadratic action of in the first order of the shift is given by expanding . This quadratic action can be written in terms of the shift of the kernel as
Let us formally denote the - integrals in Eq.(22) by
because this is related to the eigenvalue shift due to up to normalization. Then, we can write the quadratic action (22) as
We now give a formal proof that the quadratic action (25) is equivalent to the quadratic action of Eq.(13). This statement can be easily seen from the following identity:
This identity is derived as follows. In the zero mode equation , rewriting the kernel as derivatives of as in the first line of Eq.(17), and taking a derivative of this equation respect to , one finds
where we used the zero mode expression (20). Since is invariant under the reparametrization, we can change the argument of from to . Then, we get the identity (26).
We note that at next cubic level, one will have disagreement and the zero mode dynamics will not give the Schwarzian derivative. This follows from the further identity:
where the second term in the right-hand side explains the expected discrepancy.
Shift of the Classical Solution
In large limit, the exact classical solution is given by the solution of the saddle-point equation of the collective action (5). This classical solution corresponds to the one-point function:
At the strict strong coupling limit, the classical solution is given by the critical solution , which is a solution of the saddle-point equation of the critical action (6). One can then develop a perturbative expansion for the full solution .
Let us consider the first order shift of the classical solution from the critical solution induced by the breaking term. We start with the naive delta function breaking term of the action (5). Substitution of gives
It is useful to separate the dependence from the bi-local field by
so that the critical solution , now reads
Now the kernel (17) does not have the explicit factor in the second term, and such rescaled kernel denoted by will be used in the rest of the paper. Since
and the kernel has dimension , from dimension analysis would need to be the form of
where is a -independent coefficient. In checking this ansatz we have the following integral in the first term of the LHS of Eq.(30)
This type of integral is already evaluated in Appendix A of Polchinski:2016xgd. In general, the result is
Our interest is . For this case, the result is inversely proportional to . If we plug into this equation, we can see that the Gamma function in the denominator gives infinity: , while other part is finite. Therefore, the first term of the LHS of Eq.(30) vanishes. The second term is trivial to evaluate; however the resulting form does not agree with the naive -function source in RHS. Hence, we conclude that the -source is only matched in the non-perturbative solution level, where all the corrections are summed over.
To proceed, consider a more general ansatz for :
where is a -independent coefficient. The parameter has to be , because the dimension of needs to be less than the scaling dimension of . Now using this ansatz, we are going to evaluate Eq.(30). The integral of the first term of LHS of Eq.(30) is evaluated from Eq.(37) with and as
Hence, after a slight manipulation the LHS of Eq.(30) becomes
Now we note that for , , so that the ansatz (38) would be the homogeneous equation associated with Eq.(30). This limit therefore leads to the following first order shift of the background:
We will however keep the parameter infinitesimally away from as a regularization. Then,
where is defined in Eq.(15), and the RHS in Eq.(40) can be interpreted as a regularized non-zero source term of the form
The is obtained by expanding (41) around so that
Here, the prime denotes a derivative respect to . We use this regularized source to define the regularized breaking term by
Finally, the coefficient can be deduced from the numerical result found in Maldacena:2016hyu. Comparison of the two results gives the relation:
with the numerical approximated value of established in Maldacena:2016hyu
and .
2 Evaluation of Ψ2\Psi_{2}
Now we would like to go further higher order term in the expansion of the classical solution. This term is given by
where is a -independent coefficient. The dimension of is already fixed by , so what we need to do is just to fix the coefficient . Substituting the above expansion of the classical field into the critical action (6) and expanding it, one finds that the equation determining is given by
where the star product is defined by . Now, we are going to evaluate each term of this equation. For the first term in the LHS is again given by Eq.(37) with and as
For the first term of the RHS, we need to use Eq.(37) twice. First for the middle of the term: , and then for the result sandwiched by the remaining ’s. Then, we have
The second terms in the LHS and RHS are trivially evaluated. Therefore, now one can see that all terms have the same dependence. Then, comparing their coefficients, we finally fix as
3 All Order Evaluation in q>2q>2
In this subsection, we extend our previous perturbative expansion of the classical solution to all order contributions in the expansion. Because of the dimension of (43), the time-dependence is already fixed for all order as in Eq.(60). Therefore, we only need to determine the coefficient , and in this subsection we will give a recursion relation which fixes the coefficients. However, we will not use this subsection’s result in the rest of the paper, so readers who are interested only in the first few terms in the expansion (50) may skip this subsection and move on to Section 3. As we saw in Section 2.1, the structure of the classical solution in model is different from case. In this subsection, we focus on case.
We generalize the expansion (50) to all order by
Now, we substitute this expansion into the critical action (6). As we saw before, the kinetic term does not contribute to the perturbative analysis when ; therefore, we discard the kinetic term here. The contribution of the kinetic term will be recovered in the full classical solution with correct UV boundary conditions. Hence, the saddle-point equation is now formally written as
Using the multinomial theorem, each term can be reduced to polynomials of ’s. Substituting these results into Eq.(57) leads the saddle-point equation written in terms polynomials with all order of expansion. From this equation, one can further pick up order terms. For , it is the equation of . Therefore, we consider case, which is given by
with . Let us consider this order equation more. Because of the constraint , we know that . Also the same constraint implies that or , and when , then . Therefore, it is useful to separate terms from ones. After this separation, the order equation is reduced to a more familiar form:
where . This is the equation which determines from sources. However, we already know the dependence of . Namely,
Therefore, we only need to determine the coefficient . Probably it is hard to evaluate the star products in the RHS of Eq.(59) by direct integrations of ’s, and it is better to use momentum space representations.
where we excluded the coefficient from for later convenience, and , with
With this definition of , we can write the inverse of the critical solution as
Now, we can evaluate each term in Eq.(59) using these Fourier transforms. Then, every term has the same integral; therefore, comparing the coefficients, one obtains
with . This is the recursion relation which determines from . Note that ’s are a priori known numbers as defined in Eq.(62).
Two-point Function
In this section, we consider the bi-local two-point function:
where the expectation value is evaluated by the path integral (4). After the Faddeev-Popov prosedure and changing the integration variable as we discussed in Section 1, this two-point function becomes
where now the expectation value is evaluated by the gauged path integral (10).
Now, we expand the bi-local field around the shifted background classical solution . Namely,
where we have rescaled the entire field by , and is a quantum fluctuation, but the zero mode is eliminated from its Hilbert space. Therefore, the two-point function is now decomposed as
The second term in the RHS is the bi-local propagator determined by Eq.(18), which was already evaluated in I for (and also in Polchinski:2016xgd; Maldacena:2016hyu) as
where are the solutions of , and and .
Therefore, in this section let us focus on the first term in the RHS of Eq.(68). Expanding the classical field up to the second order, one has
Now, we consider an infinitesimal reparametrization . Then, the classical fields are expanded as
Therefore, in the quadratic order of , the classical field two-point function is now written in term of the two-point function of . For later convenience, it is better to write down this as momentum space integral as
Let us first evaluate the two-point function. The collective coordinate action is given in Eq.(13). Expanding , the quadratic action of can be obtained from this action. Hence, the two-point function in momentum space is
One can also Fourier transform back to the time representation to get
Next, we evaluate and . Taking the derivative respect to , one obtains
After some manipulation, one can show that the momentum space expressions are given by
Using the two-point function of and above and expressions, finally the two-point function (68) up to order is given by
What we have established therefore is the following. What one has is first the leading “classical” contribution to the bi-local two-point function which usually factorizes, due to the dynamics of the reparametrization symmetry mode. It now represents the leading ‘big’ contribution, as in Maldacena:2016hyu, and a sub-leading one. This is followed by the matter fluctuations given by the zero mode projected propagator of I Jevicki:2016bwu.
Finite Temperature
Up to here, we have been considering only zero-temperature solutions in the SYK model. In this section, we will consider the finite-temperature solutions and and the tree-level free energy in the low temperature region.
As we saw in Section 2, the expansion of the classical solution in the strongly coupling region is given by
In order to evaluate tree-level free energy, we first need finite-temperature versions of these classical solutions. is the solution of the strict strong coupling limit, where the model exhibits an emergent conformal reparametrization symmetry: with the transformation (7). Therefore, to obtain the finite-temperature version of , we just need to use with the above transformation Kitaev:2015. This map maps the infinitely long zero-temperature time to periodic thermal circle. Thus, this gives us
Since and are the shifts of the classical solution from the strict IR limit, they do not enjoy the reparametrization symmetry. Therefore, we cannot use the above method to get their finite-temperature counterparts. However, we can approximate finite-temperature solutions by mapping the zero-temperature solutions onto a thermal circle and summing over all image charges:
In this approximation, the finite-temperature solutions (two-point function in terms of the fundamental fermions) trivially satisfy the KMS condition. This approximation also works order by order in the expansion. Therefore, after separating positive and negative and changing the labeling, one finds
The summations of can be evaluated to give the Hurwitz zeta functions. In the same way, we can approximate in terms the Hurwitz zeta functions.
In Maldacena:2016hyu, Maldacena and Stanford obtained a first order shift of the classical solution in finite-temperature through a numerical solution of the exact Schwinger-Dyson equation. The above ’image charge’ estimate can be seen to agree well with the numerical ansatz. The solution of Maldacena:2016hyu is shown in their Eq.(3.122) reading:
with the notation, and . We can see in Figure 1 that our approximated solution for is pretty close to this solution. It is more convenient to introduce a new variable
Then, we have . On the other hand for the figure, we rewrite our approximated solution by
Here, we adjusted the normalization of so that . In Figure 1, we plotted and with . We can see that for any value of , is pretty close to in all range of .
We will now develop a small temperature expansion which will give further useful information about the finite temperature solution and also the free energy. For this one expands the equation iteratively starting from as sources. We develop this method for in the rest of this subsection. The expansion of solution (82) in the small temperature region is given by
We then expand the finite-temperature solution by
and then, using the equation of motion for (30) we iteratively determine the coefficients starting from the lower order ones. As we will see in the next subsection, to evaluate its free energy contribution, we need . First we consider order. The equation in this order reads
where denotes the zero temperature kernel. Using the formula in Eq.(37), one can evaluate the left-hand side integrals. In general, the integral does not vanish. Therefore, to satisfy the equation, we need . Next for order, we have an equation
Again one can evaluate the integrals and find . Finally we consider order. The equation of this order reads
The LHS integral identically vanishes. Hence, we cannot determine the coefficient from this equation. Nevertheless, this iterative method precisely recovers the expansion of (85) up to the third order:
where we used the relation (48). Using this expansion as source together with , we can also apply this method to determine low temperature expansion of .
2 Tree-Level Free Energy
Now we evaluate the tree-level free energy through the regularized breaking term. The order contribution to the tree-level free energy, which comes from , was already evaluated in Kitaev:2015; Maldacena:2016hyu; Jensen:2016pah. Therefore in this section, we will evaluate higher order contributions of the expansion to the tree-level free energy.
The action of the collective time coordinate was evaluated in Appendix B from the regularized breaking term, which leads to the Schwarzian action given in Eq.(13). Now, we use the classical solution: . Then, the integral can be evaluated to give . Therefore, the contribution to the tree-level free energy is
This contribution can actually be evaluated directly from the regularized breaking term by
where the finite temperature critical solution and the regularized source are given in Eq.(82) and (45), respectively. Since the regularized source has a factor , in order to obtain non-vanishing contribution after the limit, we only need to extract a single pole term from the integral. For this purpose, we expand the finite temperature critical solution by power series of up to order, which is responsible for a single pole term. This leads to
Hence, using the expansion of in Eq.(44) and taking the limit , we obtain the final result. This result agrees with the result found in Eq.(95) from the Schwarzian action.
2.2 (βJ)−2(\beta J)^{-2} Contribution
Now we consider the next order contribution. The contribution from the breaking term to such order is given by
Again to compute this free energy, we only need to extract the order term from . From the expansion in Eq.(94), one can read off the order term as
Following the same process as in the previous subsection, one can evaluate the contribution from the breaking term to this order free energy. However, this is not the all contributions to this order free energy. The critical action part also gives a contribution to this order, which is half of the breaking term contribution with opposite sign. Therefore, combining these two contributions, the final answer for the order free ernrgy is given by
2.3 (βJ)−n(\beta J)^{-n} Contribution
In this subsection, we discuss the general order contribution of the tree-level free energy. For this purpose, let us first look at the collective action (11). After rescaling the bi-local field by , one sees the explicit -dependence appearing only in the breaking term. Hence, from the -derivative trick, the tree-level free energy is solely determined by the breaking term by
We know that any order of correction for the zero temperature classical solution is given by Eq.(60). Even though we don’t know exact finite-temperature version of these corrections, we nevertheless expect the finite-temperature solution can be expanded in low temperature region as
where is a -dependent constant, but independent of , or . As we saw in the previous sections, the order term is only needed to extract the poles. Hence, substituting this order term into Eq.(101), one can perform the integrals and the limit together with Eq.(45). This result is given by
After the integration of , the free energy is given by
We can check the consistency of this formula with previous results. For , we have and . Then the formula gives the result we found in Section 4.2.1. For , we have , and then the formula again leads to the result found in Section 4.2.2. For general order we only need to determine to evaluate the free energy. We note that in principle the coefficient of the zero temperature solution can be determined from the recursion relation (64).
In summary, we have obtained the following corrections to the tree-level free energy
For , we can compute the coefficients as
with to be determined. These results agree with the recent numerical results of Garcia-Garcia:2016mno; Cotler:2016fpe.
Conclusion
In the present paper we have completed the formulation given in (I) in defining a reparametrization invariant collective theory at the IR point and away from it. A regularized action representing an interacting theory between a Schwarzian coordinate and bi-local matter is specified. It generates perturbative calculations in the SYK model around the conformal IR point which are systematic in the inverse of the strong coupling . We gave the evaluation of the tree level free energy in this expansion. Even though, the present calculations are done at tree level in , the formalism given allows for loop level calculations with no difficulty: by projection of the zero mode the perturbation expansion is well defined, while the Jacobian(s) of the changes of variables provide exact counter terms which are expected to cancel infinities appearing in loop diagrams.
These higher order calculations and further detailed study of the model will be of definite usefulness regarding the question of the exact AdS2 Gravity dual representing this theory. A class of dilation Gravities related to the models developed by Almheiri and Polchinski Almheiri:2014cka shows features contained in SYK model Jensen:2016pah; Maldacena:2016upp; Engelsoy:2016xyb; Grumiller:2016dbn. The representation that we have given with exact action featuring interaction between the dynamical (time) coordinate and bi-local matter is the system that one might hope to recover from the corresponding AdS2 theory.
Appendix A ϵ\epsilon-Expansion
In this appendix, we will exemplify how to obtain the non-linear Schwarzian action (13) associated with the naive form of the breaking term in Eq.(5). This is done by using -expansion with and treating as a small parameter. We note that for any in the range of , the value of is . Therefore, the convergence of this -expansion is guaranteed. Even though we use the -expansion, we can nevertheless calculate all order contributions of as we will see below. We first rewrite the critical solution in the following way:
where the first term is the contribution from case, which leads to the result Eq.(13) with . To evaluate higher order contributions, we use the following expansions of the logarithm in the limit:
The first log term gives an -independent divergent term which we will eliminate in the following. One also expands the factor representing reparametrized critical solution and then one finds . For order contribution, from Eq.(108), one can find
where we again eliminated the divergence term and used integration by parts. Hence, the total contribution up to for action is given by
In fact, there is no higher order contributions from . This can be seen from an expansion
This expansion together with the expansion of reparametrized critical solution does not give any non-zero finite contribution to the action after the limit when . Namely, the factor gives a strong divergence when is large. However, if one wants to lower the power of this logarithm, then one gets a higher power of , which strongly vanishes after setting . This naive form of will turn out to be renormalized with our regularization of the breaking term. We evaluate this renormalized coefficient in the next appendix.
Appendix B ss-Regularization and Schwarzian Action
In this appendix, we will directly evaluate the collective coordinate action with the regularized breaking term:
For this purpose, we expand the reparametrized critical solution with as
Let us first consider the quadratic and cubic order contributions. Taking derivatives and expressing in the momentum space, the quadratic and cubic coefficients are given by
In fact, there are two more terms in the second line of RHS in obtained by permutations of , but we omitted these terms in the above expression. Substituting these expressions into the action (113) and performing the , integrals, one finds single poles coming from the double sine term in and from the triple sine term in . Namely for the quadratic contribution, we have
There are no other terms giving such pole. Such single pole factor cancels with the factor in the regularized source (45), and lead to
With the experience of quadratic and cubic order computations, now we would like to evaluate all order contributions. As we saw above the poles associated to the limit only come from the double and triple sine terms. Therefore, we expect this structure is also true for any higher order contributions. Taking derivatives of the reparameterized critical solution, we find such term in -th order is given by
where the ellipsis denotes non-singular terms in the limit . Now, using the result (45), one obtains the contribution from the -th order as
Now, using this result and Fourier transforming back to from , we get
where we have already taken limit.
Finally, together with the expansion (116), one can see that the -th order contribution to the collective coordinate action (13) is given by
This result can be summed over for all order to get
To see this correspondence, one first rewrites the Schwarzian derivative by integration by parts as
Then, we use and expand the Schwarzian derivative by powers of as
This expansion completely agrees with the result found in Eq.(130).
Finally as a reference, we give a relation of our coefficients to the coefficients and defined in Maldacena:2016hyu:
where .