Global regularity for a slightly supercritical hyperdissipative Navier-Stokes system
David Barbato, Francesco Morandin, Marco Romito
Introduction
Let and consider the generalized Navier–Stokes system
on with periodic boundary conditions, where is a Fourier multiplier with non–negative symbol . The Navier–Stokes system is recovered when . If
where is a non–decreasing function such that
A heuristic argument developed in [Tao09] and based on the comparison between the speed of propagation of a (possible) blow–up and the rate of dissipation suggests that regularity should still hold under the weaker condition
The main result of this paper, contained in the following theorem, is a complete proof of this conjecture.
Let and assume (1.2), (1.4) and (1.5) for a non–decreasing function . Then (1.1) has a global smooth solution for every smooth initial condition.
A simple version of this conjecture, when reformulated on a toy model, has been proved for the dyadic model in [BMR14]. Actually, for that model one could prove regularity in full supercritical regime, with , as was done in [BMR11], but it was natural to develop there some of the main ideas on which also this paper is based. In fact here we prove that the equations for the velocity can be reduced to a suitable dyadic–like model, with infinitely many interactions though. A more sophisticated version of the arguments of [BMR14] ensures regularity of this dyadic model and, in turns, of the solution of the problem (1.1) above.
Our technique for proving Theorem 1.1 is flexible enough to include an additional critical parameter. Consider the following generalized Leray –model,
where and are Fourier multipliers with non–negative symbols and .
Let , , and assume
where is a non–decreasing function such that is eventually non–increasing, and
Then (1.6) has a global smooth solution for every smooth initial condition.
Under the assumptions of Theorem 1.1, if , , , , and , then the assumptions of Theorem 1.2 are met. Therefore Theorem 1.1 follows immediately from Theorem 1.2, and it is sufficient to prove only the second result.
The model (1.6) with was introduced by Olson and Titi in [OT07]. They proposed the idea that a weaker non-linearity and a stronger viscous dissipation could work together to yield regularity. Their statement uses though a stronger hypothesis and this result was later logarithmically improved in [Yam12] with condition (1.3).
Our results are also relevant in view of the analysis in [Tao14] (see Remark 5.2 therein), since they confirm that the condition (1.7) is optimal, when general non–linear terms with the same scaling are considered.
The proof of the above theorem is based on two crucial ideas. The first idea is that smoothness of (1.6) can be reduced to the smoothness of a suitable shell model, obtained by averaging the energy of a solution of (1.6) over dyadic shells in Fourier space. We believe that this reduction may be interesting beyond the scope of this paper. The second idea is that the overall contribution of energy and dissipation over large shells satisfies a recursive inequality. Under condition (1.7) dissipation dumps significantly the flow of energy towards small scales and ensures smoothness. This is a more sophisticated version of the result obtained in [BMR14], due to the larger number of interactions between shells.
The paper is organized as follows. In Section 2 we derive the shell approximation of a solution of (1.6). The recursive formula is obtained in Section 3. In Section 4 we deduce exponential decays of shell modes by the recursive formula. The appendix A contains, for the sake of completeness, a standard existence and uniqueness result.
From the generalized Fourier Navier–Stokes to the dyadic equation
This section contains one of the crucial steps in our approach. We show that the proof of Theorem 1.2 can be reduced to a proof of decay of solutions of a suitable shell model. For simplicity and without loss of generality from now on we assume that
The dynamics of our generalized version of Navier-Stokes equation in Fourier decomposition reads
As is common in Littlewood-Paley theory, let be a smooth function such that on $\Phi\equiv 0[2,\infty)\Phix\geq 0\psi(x):=\Phi(x)-\Phi(2x)\psi(\frac{1}{2},2)$ satisfying
Notice that it is elementary to show that is Lipschitz continuous.
and then proves that . Since these are not orthogonalThey are in fact almost orthogonal in the sense that whenever . this does not give a nice decomposition of energy, as
Thus instead of we introduce a sort of square-averaged Littlewood-Paley decomposition. Let
One major difference with respect to the usual Littlewood-Paley theory is that it is impossible to recover from these (as it was with the components ), since they are averaged both in the physical space and over one shell of the frequency space.
We will denote by the Hilbert–Sobolev space of periodic functions with differentiation index , namely
If and is its shell approximation, then
Hence, if and only if for every . In view of Theorem A.1 (see page A.1), Theorem 1.2 follows if we can prove the following result.
Under the same assumptions of Theorem 1.2, let be smooth and periodic, and let . If is a solution of (1.6) in on its maximal interval of existence , is its shell approximation and
2 The shell solution
We want to write a system of equation for the shell approximation of a solution of (1.6). We give a more formal connection between (1.6) and its shell equation because we believe the notion will result useful beyond the scopes of the present work.
We are now ready to introduce the shell model ODE for the energy of each shell, equation (2.5).
the family is antisymmetric, in the sense that
there exist two positive constants and for which,
We will prove below that the shell approximation of a solution of (1.6) is a shell solution. It is easy to check that the dissipation term is local as expected, due to the way the shell components of a solution interact in the model’s dynamics. As for the nonlinear term, it turns out that the set of the triples of indices for which there may be interaction between the shell components , and is quite small. This is basically because in the Fourier space, three components may interact only if they are the sides of a triangle and by triangle inequality their lengths cannot be in three shells far away from each other.
The antisymmetric property is what makes the non–linearity of (2.5) formally conservative. In fact using antisymmetry, a change of variable ( and ) and the fact that if and only if , one could formally write,
If these sums are absolutely convergent, this would prove indeed that the expression itself is equal to zero.
Since these are infinite sums, these computations are not rigorous unless we know, for instance, that , with , as it can be verified by an elementary computation.
3 The shell model as a shell approximation
The bounds on the coefficients given in Definition 2.4 are in the correct direction to prove regularity results (and hence Theorem 2.3). The following theorem, which is the main result of this section shows that they capture the natural scaling of the shell interactions for the physical solutions.
If is a solution of (1.6) on and is its shell approximation, then is a shell solution.
The proof of Theorem 2.8 can be found at the end of this section. It is based on Propositions 2.10-2.11 below, which give the actual definitions of and and prove their properties.
where we used (2.2). By (2.7) we get the thesis. ∎
We finally turn our attention to the antisymmetry property and an upper bound for . The statement is as follows.
(unless , in which case ).
for all and all .
For any there exists a constant depending only on , and such that
For the proof we need a couple of lemmas.
Consider the left–hand side. By performing the change of variable we obtain
where we used the fact that . ∎
Consider the definition of , equation (2.8). By applying Lemma 2.12, for fixed , we immediately conclude that
and in particular that .
This proves that outside as defined in equation (2.4).
Finally we prove inequality (2.9) for with . We will consider separately the two cases and , starting from the former.
Case 1. Since and , then and . This means in particular that for all the non-zero terms of the sum in equation (2.8), tipically , so it is convenient to substitute in the equation to obtain the following bound
By the definition of , either or . Applying this and the change of variable one gets,
In the same way we can substitute and apply Lemma 2.13 (recall that , so ) to get
Since in the present case , this proves inequality (2.9) with .
Case 2. Suppose now that and , then and . In this case it is that can be small with respect to and , so we take the terms in and outside the internal sum,
The idea is to exploit the cancellations in the sum over that happen when and are switched. By Lemma 2.12 and the bound for in the support of or ,
Moreover by simmetry with respect to and ,
By the usual bound , since , we see that , so by Lemma 2.13,
Since in the present case , this proves inequality (2.9) with . ∎
Finally we have all the ingredients to prove the main theorem of this section.
A direct computation using (2.2) and (2.1) shows that
To deal with the first sum, define as in Proposition 2.10. By applying (2.7) for and (2.2) for we see that in both cases,
Now consider the second sum. Since the terms with give no contribution, we can apply
where it was possible to exchange the order of summation because the middle expression is clearly absolutely convergent.
Finally recalling by Proposition 2.11 that outside , we may restrict the scope of the sum and obtain equation (2.5). The required properties of the coefficients and follow again from Propositions 2.10-2.11. ∎
From the dyadic equation to the recursive inequality
In view of the results of the previous section, we can now concentrate on shell solutions and forget equation (1.6). In this section we proceed as in [BMR14] and we deduce a recursive inequality between the tails of energy and dissipation. Clearly here, due to the more complex non–linear interaction, the relation is less trivial than in [BMR14].
A shell solution satisfies the energy inequality on if the sum is finite and
The recursive inequality between the tails and the energy bound is given in the next result.
where .
Apply Lemma 3.4 below to the second sum and integrate on to obtain
where the are the tails of and by hypothesis. Thus by (3.2),
Recall that , hence the bound (2.6) for yields . Therefore
It is convenient to split the set over which the sum is done into and ,
Apply the Cauchy-Schwarz inequality to get
Then by the bound on in (2.6), on all ,
Finally the integral of can be bounded using (3.2),
thus proving equation (3.2) with . ∎
By using (2.6), noticing that , we see that by definition of shell solution (Definition 2.4) the left–hand side of (3.3) is an absolutely convergent sum. Therefore we can exploit the cancellations due to the antisymmetry of , as in Remark 2.7. Indeed
By using (3.5) into (3.4) the conclusion follows. ∎
Solving the recursion
In this section we complete the proof of our main result. In the previous section we have shown a recursive inequality involving the energy bounds of a shell solution. The following theorem shows that shell solutions are smooth. By Theorem 2.8 the shell approximation of a solution of (1.6) is a shell solution, hence Theorem 2.3 holds, and in turns Theorem 1.2 holds as well.
Let be a shell solution satisfying the energy inequality on . If for every , then
Let , , then the assumptions of Theorem 1.2 for read in terms of the sequence as
where as in the previous section. We recall that, by Proposition 3.3, the following inequality holds,
In the following lemma we collect some properties of the quantities , , that will be crucial in the proof of Theorem 4.1 above.
For every and ,
For every , .
as .
is eventually non–increasing.
Since is non–decreasing, we know that . Hence by exchanging the sums,
If , since is non–increasing,
The claim follows from (4.2), since for every , and since, by the assumptions on , we can find a sequence such that .
To prove that , we notice that the sequence mentioned above does not depend on , hence using the monotonicity of and formula (4.2), we can prove that , and hence by monotonicity. Once we know that , an easy and standard argument proves that .
To prove that is eventually non–increasing, we notice that, since is non–increasing,
In view of the above inequality, it is sufficient to show that for some the increment . This is true because otherwise the sequence would be non–decreasing, in contradiction with and . ∎
Given and , define by recursion the sequence
The definition of and the fact that the sequence is non–increasing yield the following recursive formula for ,
for a constant depending only from . Moreover, if we choose large enough that is non–increasing,
for each , hence by formula (4.2) and the definition of the sequence ,
Given , there are and such that
Without loss of generality we can choose large (depending only on the value of , see below at the end of the proof). Choose large enough that is non–increasing and
for a number suitably chosen below. We will prove by induction that
For the initial step of the induction (), we notice that by (4.4) and (4.5),
if we choose small enough, depending from the values of , , and .
Assume now that (4.6) holds for some , and let us prove that the same holds for . To this end it is sufficient to give the estimate for and . Again by (4.4), (4.5) and the induction hypothesis, and since is increasing by definition,
if is large (depending on ), and is small and is large (depending only on , ). ∎
Before giving the last step of the proof of Theorem 4.1, we show a property of the sequence . The proof is the same as [BMR14, Lemma 11], we detail it for completeness.
Given and , consider the sequence defined in (4.3). For infinitely many , . In particular for all such .
Assume by contradiction that there is such that for . On the one hand
On the other hand, and the series converges. ∎
For every there is such that
There is no loss of generality if we assume is large. Let , be the values provided by Lemma 4.3. By Lemma 4.3 and Lemma 4.4 there are infinitely many such that
Let be one of such indices, large enough (the size of will be chosen at the end of the proof). We will prove by induction that
for a suitable choice of the constants , . We first notice that there is nothing to prove concerning , since this is a straightforward consequence of the choice of and the monotonicity of .
The initial step holds, since inequalities (4.7) hold true for the index . For ,
if and .
Assume that (4.8) holds for , for some . By its definition,
if (the previous constraint on is met by this choice).
By (4.1) and (4.2) we have that for every ,
hence, using the inequality for already proved and the induction hypothesis,
where the last inequality follows if is large enough, since by assumption, and by our choice of , , we have that as . ∎
Appendix A Local existence and uniqueness
Consider the generalised system (1.6), under the same assumptions of Theorem 1.2. AssumeExistence and uniqueness can be proved also in the general case . A simple assumption that keeps our proof almost unchanged is a control from above, say , for some ., for simplicity, that . Denote by the subspace of (see (2.3)) of divergence free vector fields with mean zero. Our main theorem on local existence and uniqueness for (1.6) is as follows.
Let and . Then there are and a unique solution of (1.6) on with initial condition such that
where is the space with the weak topology. Moreover, is right–continuous with values in for the strong topology.
If is the maximal time of existence of the solution started from , then either or
We denote by the (Leray) projection of the non–linearity, namely
In the rest of the section we briefly outline the proof of Theorem A.1, following [MB02, Section 3.2]. The proof of the following result is a slight modification of the arguments to prove [MB02, Theorem 3.4].
Given an integer , there exists a number such that for every , if , there is a unique solution of (1.6) with initial condition . Moreover in , for , and in , (A.1) hold for , and for every ,
Unfortunately, at this stage, we cannot prove the analogous of Theorem 3.5 of [MB02] for our , namely that is continuous in time for the strong topology of . The reason is that their proof uses either the reversibility of the Euler equation (that we do not have due to the presence of ), or the smoothing of the Laplace operator, that we do not have here either (as already mentioned). On the other hand we can prove right–continuity.
The solution from Proposition A.2 is right–continuous with values in for the strong topology, and is right continuous with values in .
Given , the same computations leading to (A.2) yield
therefore . On the other hand, by weak continuity, and is right continuous in . Uniqueness for (1.6) and the same argument applied to yield right–continuity in . ∎
Nevertheless, we can still define a maximal solution and a maximal time of existence. Given , let be the maximal time of existence of the solution starting from , that is the supremum over all such that there exists a solution of (1.6) on with , is right–continuous with values in , continuous with values in and with right continuous with values in . Due to uniqueness, any two such solutions coincide on the common interval of definition.
Given , if is the maximal time of existence of the solution started from , then either or
Assume by contradiction that and that . Let , and start a solution with initial condition at time . By Proposition A.2 there is a solution of (1.6) on a time span of length at least , hence at least up to time . By uniqueness, this solution is equal to up to time . ∎